Legislative Texts Publications

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Basic Texts - Banking Related

Ordinance concerning Capital Adequacy and Risk Diversification for Banks and Securities Traders (Capital Adequacy Ordinance, CAO)

This document is an unofficial translation of the original German text.

Size: 1702,06kB

Ordinance of the Swiss Financial Market Supervisory Authority on Foreign Banks in Switzerland (Foreign Banks Ordinance-FINMA, FBO-FINMA)

This document is an unofficial translation of the original German text. The ordinance replaces the FBO-SFBC.

Size: 80,20kB

Ordinance on Banks and Savings Banks (Banking Ordinance, BO)

This document is an unofficial translation of the original German text.

Date: 06/15/2004 | Size: 1650,03kB

Federal Law on Banks and Savings Banks (Banking Act, BA)

This document is an unofficial translation of the original German text.

Date: 06/08/2004 | Size: 134,21kB

Basic Texts - Investment Fund Related

Collective Capital Investment Schemes Regulations in Switzerland

This publication contains unofficial translations of the official original German texts.

Date: 11/06/2009 | Size: 2349,66kB

Federal Act on Collective Investment Schemes (CISA)

This document is an unofficial translation of the original German text.

Date: 01/01/2009 | Size: 154,82kB

Ordinance on Collective Investment Schemes (Collective Investment Schemes Ordinance, CISO)

 Übersetzung auf Englisch. Die Übersetzung ist keine offizielle Übersetzung des deutschen Originaltextes.
 

Date: 11/22/2006 | Size: 181,98kB

FINMA Ordinance on Collective Investment Schemes (CISO-FINMA)

This document is an unofficial translation of the original German text.

Date: 01/01/2009 | Size: 155,68kB

Circ. 08/38 Market behaviour rules

This document is an unofficial translation of the original German text. The circular replaces Circ. 08/1 of the SFBC.

Size: 111,54kB

Circ. 08/37 Delegation by the fund management company / SICAV

This document is an unofficial translation of the original German text. The circular replaces Circ. 07/3 of the SFBC.

Size: 119,65kB

Circ. 08/10 Self regulation as a minimum standard

This document is an unofficial translation of the original German text. The circular replaces Circ. 04/2 of the SFBC.

Size: 92,25kB

Circ. 08/8 Public advertising collective investment schemes

This document is an unofficial translation of the original German text. The circular replaces Circ. 03/1 of the SFBC.

Size: 114,50kB

Circ. 07/2 Audit Report in accordance with CISA

This document is an unofficial translation of the original German text.

Date: 09/24/2007 | Size: 120,37kB

Circ. 07/1 Audit in Accordance with CISA

This document is an unofficial translation of the original German text.

Date: 08/27/2007 | Size: 201,15kB

Legislation Relating To Cartels

Federal Law on Cartels and Other Constraints on Competition (Law on Cartels, LC)
This document is a translation of the original German text from the Competition Commission.

Federal Law on Cartels and Other Constraints on Competition

Competition Comission

Basic Texts - Money Laundering

Swiss Anti-Money Laundering Ordinance - FINMA 1 (Money Laundering Ordinance-FINMA 1, MLO-FINMA 1)

This document is an unofficial translation of the original German text. The ordinance replaces the MLO SFBC.

Size: 113,79kB

Federal Act on the prevention of money laundering in the financial sector (Money Laundering Act, MLA)

This document is an unofficial translation of the original German text.

Date: 10/10/1997 | Size: 202,92kB

Circulars of FINMA

Circ. 10/2 Repo/SLB

This document is an unofficial translation of the original German text.

Size: 188,41kB

Circ. 10/1 Remuneration schemes

This document is an unofficial translation of the original German text.

Size: 123,53kB

Circ. 09/1 Guidelines on asset management

This document is an unofficial translation of the original German text.

Size: 99,27kB

Circ. 08/41 Audit matters

This document is an unofficial translation of the original German text.

Size: 113,25kB

Circ. 08/38 Market behaviour rules

This document is an unofficial translation of the original German text. The circular replaces Circ. 08/1 of the SFBC.

Size: 111,54kB

Circ. 08/37 Delegation by the fund management company / SICAV

This document is an unofficial translation of the original German text. The circular replaces Circ. 07/3 of the SFBC.

Size: 119,65kB

Circ. 08/34 Core capital - banks

This document is an unofficial translation of the original German text. The circular replaces Circ. 06/8 of the SFBC.

Size: 127,70kB

Circ. 08/26 Rating agencies

This document is an unofficial translation of the original German text. The circular replaces Circ. 06/7 of the SFBC.

Size: 104,55kB

Circ. 08/24 Supervision and internal control banks

This document is an unofficial translation of the original German text. The circular replaces Circ. 06/6 of the SFBC.

Size: 144,21kB

Circ. 08/23 Risk diversification - banks

This document is an unofficial translation of the original German text. The circular replaces Circ. 06/5 of the SFBC.

Size: 95,51kB

Circ. 08/22 Capital adequacy disclosure - banks

This document is an unofficial translation of the original German text. The circular replaces Circ. 06/4 of the SFBC.

Size: 131,27kB

Circ. 08/21 Operational risks - banks

This document is an unofficial translation of the original German text. The circular replaces Circ. 06/3 of the SFBC.

Size: 218,62kB

Circ. 08/20 Market risks banks

This document is an unofficial translation of the original German text. The circular replaces Circ. 06/2 of the SFBC.

Size: 401,73kB

Circ. 08/19 Credit risks - banks

This document is an unofficial translation of the original German text. The circular replaces Circ. 06/1 of the SFBC.

Size: 438,72kB

Circ. 08/14 Supervisory reporting - banks

This document is an unofficial translation of the original German text. The circular replaces Circ. 05/4 of the SFBC.

Size: 115,71kB

Circ. 08/11 Duty to report on stock exchange transactions

This document is an unofficial translation of the original German text. The circular replaces Circ. 04/3 of the SFBC.

Size: 145,76kB

Circ. 08/10 Self regulation as a minimum standard

This document is an unofficial translation of the original German text. The circular replaces Circ. 04/2 of the SFBC.

Size: 92,25kB

Circ. 08/9 Supervision of the large banks

This document is an unofficial translation of the original German text. The circular replaces Circ. 04/1 of the SFBC.

Size: 115,29kB

Circ. 08/8 Public advertising collective investment schemes

This document is an unofficial translation of the original German text. The circular replaces Circ. 03/1 of the SFBC.

Size: 114,50kB

Circ. 08/7 Outsourcing - banks

This document is an unofficial translation of the original German text. The circular replaces Circ. 99/2 of the SFBC.

Size: 121,59kB

Circ. 08/6 Interest-rate risks - banks

This document is an unofficial translation of the original German text. The circular replaces Circ. 99/1 of the SFBC.

Size: 151,46kB

Circ. 08/5 Securities dealers

This document is an unofficial translation of the original German text. The circular replaces Circ. 98/2 of the SFBC.

Size: 178,91kB

Circ. 08/4 Securities journals

This document is an unofficial translation of the original German text. The circular replaces Circ. 96/6 of the SFBC.

Date: 11/20/2008 | Size: 213,39kB

Circ. 08/3 Public deposits with non-banks

This document is an unofficial translation of the original German text. The circular replaces Circ. 96/4 of the SFBC.

Date: 11/20/2008 | Size: 177,05kB

Circ. 08/2 Accounting - banks

This document is an unofficial translation of the original German text. The circular replaces Bank Accounting Guidelines (BAG) of the SFBC.

Date: 11/20/2008 | Size: 523,30kB

Circ. 08/1 Authorization and notification requirements - banks

This document is an unofficial translation of the original German text. The circular replaces Circ. 92/1 of the SFBC.

Date: 11/20/2008 | Size: 212,25kB

Legislative Texts Circulars of the SFBC (still valid)

Circ. 07/1 Audit in Accordance with CISA

This document is an unofficial translation of the original German text.

Date: 08/27/2007 | Size: 201,15kB

Circ. 05/2 Audit Reports of Banks and Securities Firms

This document is an unofficial translation of the original German text by SFBC.

Size: 352,29kB

Circ. 05/1 Audit of Banks and Securities Firms

This document is an unofficial translation of the original German text by the SFBC.

Size: 492,08kB

FINMA Concordance Tables

The following tables provide an overview of the circulars and guidelines of the former Swiss regulatory bodies and the newly issued FINMA Circulars which replace them:

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