kpmg.ch: Legislative Texts

kpmg.ch: Legislative Texts http://www.kpmg.ch/Topics/13965.htm Please find an overview of our Legislative Texts. de-de Mon, 23 Feb 2009 00:00:00 +0200 Fri, 12 Mrz 2010 00:00:00 +0200 Circ. 09/X Repo/SLB (FINMA Draft Circular) http://www.kpmg.ch/publications/16314.htm?WT.mc_id=ch_RSS_Fund_News_en This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/16314.htm?WT.mc_id=ch_RSS_Fund_News_en Fri, 16 Oct 2009 10:00:00 +0200 Collective Investment Schemes Regulations in Switzerland http://www.kpmg.ch/Topics/16485.htm?WT.mc_id=ch_RSS_Gesetzestexte_en From the KPMG legal publication section: The revised version of the book "Collective Investment Schemes Regulations in Switzerland" from the KPMG legal publication section is most useful for the practitioner. An overview containing illustrations is presented to enable the reader to obtain a quick and simple understanding about the various topics. The CISA and the specific CISO and CISO-FINMA ordinances have been incorporated into the publication as well as the most important FINMA Circulars pertaining to specific topics and the relevant self-regulatory guidelines of the SFA. http://www.kpmg.ch/Topics/16485.htm?WT.mc_id=ch_RSS_Gesetzestexte_en Tue, 14 Jul 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/41 Audit Profession http://www.kpmg.ch/publications/13962.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/13962.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/38 Market behaviour rules http://www.kpmg.ch/publications/13674.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 08/1 of the SFBC. http://www.kpmg.ch/publications/13674.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/37 Delegation by the fund management company / SICAV http://www.kpmg.ch/publications/13673.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 07/3 of the SFBC. http://www.kpmg.ch/publications/13673.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/34 Core Capital Banks http://www.kpmg.ch/publications/14554.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 06/8 of the SFBC. http://www.kpmg.ch/publications/14554.htm Tue, 07 Apr 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/26 Rating agencies http://www.kpmg.ch/publications/13672.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 06/7 of the SFBC. http://www.kpmg.ch/publications/13672.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/24 Supervision and internal control banks http://www.kpmg.ch/publications/13671.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 06/6 of the SFBC. http://www.kpmg.ch/publications/13671.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/23 Risk diversification banks http://www.kpmg.ch/publications/13663.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 06/5 of the SFBC. http://www.kpmg.ch/publications/13663.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/22 CA disclosure banks http://www.kpmg.ch/publications/13662.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 06/4 of the SFBC. http://www.kpmg.ch/publications/13662.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/21 Operational risks banks http://www.kpmg.ch/publications/13661.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 06/3 of the SFBC. http://www.kpmg.ch/publications/13661.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/20 Market risks banks http://www.kpmg.ch/publications/13660.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 06/2 of the SFBC. http://www.kpmg.ch/publications/13660.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/19 Credit risks banks http://www.kpmg.ch/publications/13961.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 06/1 of the SFBC. http://www.kpmg.ch/publications/13961.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/14 Supervisory reporting banks http://www.kpmg.ch/publications/13659.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 05/4 of the SFBC. http://www.kpmg.ch/publications/13659.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/11 Duty to report on stock exchange transactions http://www.kpmg.ch/publications/13658.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 04/3 of the SFBC. http://www.kpmg.ch/publications/13658.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/10 Self regulation as minimum standard http://www.kpmg.ch/publications/13657.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 04/2 of the SFBC. http://www.kpmg.ch/publications/13657.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/9 Supervision of the large banks http://www.kpmg.ch/publications/13656.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 04/1 of the SFBC. http://www.kpmg.ch/publications/13656.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/8 Public advertising collective investment schemes http://www.kpmg.ch/publications/13655.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 03/1 of the SFBC. http://www.kpmg.ch/publications/13655.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/7 Outsourcing banks http://www.kpmg.ch/publications/13654.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 99/2 of the SFBC. http://www.kpmg.ch/publications/13654.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/6 Interest-rate risks bank http://www.kpmg.ch/publications/13653.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 99/1 of the SFBC. http://www.kpmg.ch/publications/13653.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/5 Securities Dealers http://www.kpmg.ch/publications/14409.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 98/2 of the SFBC. http://www.kpmg.ch/publications/14409.htm Fri, 03 Apr 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/4 Securities journal http://www.kpmg.ch/publications/13611.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 96/6 of the SFBC. http://www.kpmg.ch/publications/13611.htm Mon, 23 Feb 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/3 Deposits from public by non-banks http://www.kpmg.ch/publications/13612.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 96/4 of the SFBC. http://www.kpmg.ch/publications/13612.htm Mon, 23 Feb 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/2 Accounting banks http://www.kpmg.ch/publications/13613.htm This document is an unofficial translation of the original German text. The circular replaces Bank Accounting Guidelines (BAG) of the SFBC. http://www.kpmg.ch/publications/13613.htm Tue, 10 Mrz 2009 10:00:00 +0200 Circulars of the FINMA: Circ. 08/1 Authorization and reporting requirements banks http://www.kpmg.ch/publications/13614.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 92/1 of the SFBC. http://www.kpmg.ch/publications/13614.htm Mon, 23 Feb 2009 10:00:00 +0200 Circulars of the SFBC (still valid): Circ. 07/2 Audit Report in accordance with CISA http://www.kpmg.ch/publications/9022.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/9022.htm Mon, 23 Feb 2009 10:00:00 +0200 Circulars of the SFBC (still valid): Circ. 07/1 Audit in Accordance with CISA http://www.kpmg.ch/publications/9020.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/9020.htm Mon, 23 Feb 2009 10:00:00 +0200 Circulars of the SFBC (still valid): Circ. 05/2 Audit Reports of Banks and Securities Firms http://www.kpmg.ch/publications/13964.htm This document is an unofficial translation of the original German text by SFBC. http://www.kpmg.ch/publications/13964.htm Mon, 23 Feb 2009 10:00:00 +0200 Circulars of the SFBC (still valid): Circ. 05/1 Audit of Banks and Securities Firms http://www.kpmg.ch/publications/13963.htm This document is an unofficial translation of the original German text by the SFBC. http://www.kpmg.ch/publications/13963.htm Mon, 23 Feb 2009 10:00:00 +0200 Circulars of the SFBC (still valid): Circ. 98/2 Commentaries regarding definition of securities dealer http://www.kpmg.ch/publications/9307.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/9307.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Banking Related: Ordinance on Banks and Savings Banks (Banking Ordinance, BankO) http://www.kpmg.ch/publications/8820.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/8820.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Banking Related: Federal Law on Banks and Savings Banks (BankL) http://www.kpmg.ch/publications/8823.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/8823.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Banking Related: Ordinance on foreign banks in Switzerland (FBO) http://www.kpmg.ch/publications/8821.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/8821.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Investment Fund Related: Circ. 08/38 Market behaviour rules http://www.kpmg.ch/publications/13674.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 08/1 of the SFBC. http://www.kpmg.ch/publications/13674.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Investment Fund Related: Circ. 08/37 Delegation by the fund management company / SICAV http://www.kpmg.ch/publications/13673.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 07/3 of the SFBC. http://www.kpmg.ch/publications/13673.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Investment Fund Related: Circ. 08/10 Self regulation as minimum standard http://www.kpmg.ch/publications/13657.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 04/2 of the SFBC. http://www.kpmg.ch/publications/13657.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Investment Fund Related: Circ. 08/8 Public advertising collective investment schemes http://www.kpmg.ch/publications/13655.htm This document is an unofficial translation of the original German text. The circular replaces Circ. 03/1 of the SFBC. http://www.kpmg.ch/publications/13655.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Investment Fund Related: Circ. 07/2 Audit Report in accordance with CISA http://www.kpmg.ch/publications/9022.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/9022.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Investment Fund Related: Circ. 07/1 Audit in Accordance with CISA http://www.kpmg.ch/publications/9020.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/9020.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Investment Fund Related: SFBC Ordinance on Collective Investment Schemes (CISO-SFBC) http://www.kpmg.ch/publications/9271.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/9271.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Investment Fund Related: Ordinance on Collective Investment Schemes (CISO) http://www.kpmg.ch/publications/9273.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/9273.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Investment Fund Related: Federal Act on Collective Investment Schemes (CISA) http://www.kpmg.ch/publications/9278.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/9278.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Money Laundering: Ordinance of the Swiss Federal Banking Commission Concerning the Prevention of Money Laundering (MLO SFBC) http://www.kpmg.ch/publications/9289.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/9289.htm Mon, 23 Feb 2009 10:00:00 +0200 Basic Texts - Money Laundering: Federal Act on the prevention of money laundering in the financial sector (Money Laundering Act, MLA) http://www.kpmg.ch/publications/13105.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/13105.htm Mon, 23 Feb 2009 10:00:00 +0200 Legislative Texts Legislation Relating To Cartels: Federal Law on Cartels and Other Constraints on Competition (Law on Cartels, LC) http://www.kpmg.ch/publications/9274.htm This document is an unofficial translation of the original German text. http://www.kpmg.ch/publications/9274.htm Mon, 23 Feb 2009 10:00:00 +0200